Disclaimer
This filing deadline calculator is provided for informational purposes only. All information is from sources believed to be reliable; however, accuracy cannot be guaranteed. Do not act or rely upon the results provided without seeking the services of competent professional counsel.
Large Accelerated Filers | ||
FY Ending on or After | Form 10-K | Form 10-Q |
December 15, 2005 | 75 days after fiscal year end | 40 days after quarter end |
December 15, 2006 | 60 days after fiscal year end | 40 days after quarter end |
December 15, 2007 | 60 days after fiscal year end | 40 days after quarter end |
Accelerated Filers | ||
FY Ending on or After | Form 10-K | Form 10-Q |
December 15, 2002 | 90 days after fiscal year end | 45 days after quarter end |
December 15, 2003 | 75 days after fiscal year end | 45 days after quarter end |
December 15, 2004 | 75 days after fiscal year end | 40 days after quarter end |
December 15, 2005 | 75 days after fiscal year end | 40 days after quarter end |
December 15, 2006 | 75 days after fiscal year end | 40 days after quarter end |
December 15, 2007 | 75 days after fiscal year end | 40 days after quarter end |
Investment management | Annual | Interim |
N-Q | 60 days after 1st & 3rd fiscal quarter end | 60 days after 1st & 3rd fiscal quarter end |
N-PX | Due no later than August 31 | Due no later than August 31 |
N-SAR | 60 days after fiscal year end | 60 days after end of 2nd fiscal quarter |
N-CSR | Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date. | Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date. |
Schedule 13G | Due 45 days following the end of the calendar year | Due 45 days following the end of the calendar year |
Form 13F | Due 45 days following the end of each fiscal quarter from institutional investment managers | Due 45 days following the end of each fiscal quarter from institutional investment managers |
Form 13D | Due 10 days after the acquisition of more than 5% beneficial ownership. | Due 10 days after the acquisition of more than 5% beneficial ownership. |
Form 24F-2 | Due 90 days following the end of the fiscal year by investment companies. | Due 90 days following the end of the fiscal year by investment companies. |
Non-Accelerated Filers | ||
Form 10-Q/10-QSB | 45 days after end of quarter end | |
Form 10-K/10-KSB | 90 days after end of fiscal year end | |
Form 11-K | Due 180 days after the end of the retirement plan year. | |
Section 16 Beneficial Ownership Forms | ||
Form 3 | Due 10 days after the event an individual becomes a reporting person. | |
Form 4 | Due before end of 2nd business day in which a company insider trades registered securities in the company. | |
Form 5 | Due on or before 45th day after the end of the issuer’s fiscal year. | |
Foreign Forms | ||
Form 20-F | A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report. | |
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